City
UAE
About Us
Wundersys Capital is a globally positioned, technology-driven financial services provider specializing in multi-asset trading solutions. With a strong focus on compliance, transparency, and client protection, we adhere to top-tier regulatory standards across multiple regions. We combine 15+ years of domain expertise with advanced technology to deliver a secure and responsible trading ecosystem.
With a presence across multiple regions and operations aligned with top-tier regulatory standards, we bring together 15+ years of domain expertise, advanced technology, and a client-first philosophy. More than just market access, our approach emphasizes education, guidance, and responsible trading practices, enabling clients to make informed decisions with clarity and confidence.
Job description
We are seeking an experienced Compliance Officer to oversee and ensure the company’s adherence to all applicable laws, regulations, and internal policies. The role is central to maintaining operational integrity, safeguarding client trust, and upholding regulatory obligations.
The Compliance Officer will monitor company operations, manage conflict-of-interest controls, oversee AML/CFT compliance, and update internal bylaws and procedures. This role requires direct engagement with regulators, conducting internal compliance reviews, and providing training to staff on compliance matters.
This position involves direct interaction with clients, conducting financial analysis, and aligning investment solutions with client objectives. While the focus is on business development, the role also emphasizes compliance, integrity, and risk evaluation.
The Compliance Officer shall:
- Monitor business operations to ensure alignment with laws, regulations, and internal policies.
- Oversee the company’s AML/CFT compliance framework and risk controls.
- Draft, review, and update internal compliance policies, bylaws, and procedures.
- Manage conflict-of-interest declarations and ensure proper documentation.
- Liaise with regulators and provide timely responses to inquiries.
- Conduct internal audits, compliance reviews, and investigations.
- Deliver staff training sessions on compliance, risk, and regulatory requirements.
- Prepare and submit periodic compliance and risk management reports to management.
Qualifications & Experience
Option 1
- University degree with at least 5+ years of experience in financial markets, compliance, or related fields.
Option 2
- Diploma with at least 10+ years of relevant experience in compliance or financial services.
Alternative Path
- Minimum 5+ years of experience in compliance or financial regulation plus one of the following certifications:
- Certified Internal Auditor (CIA)
- Certified Management Accountant (CMA)
- Certified Public Accountant (CPA)
- Chartered Financial Analyst (CFA)
- ICA Compliance Certifications
- Certified Anti-Money Laundering Specialist (CAMS)
Key Skills
- Strong knowledge of compliance frameworks, AML/CFT, and financial regulations.
- Excellent analytical, investigative, and reporting skills.
- High level of integrity, professionalism, and attention to detail.
- Ability to interact effectively with regulators, auditors, and internal stakeholders.
- Strong communication and training delivery skills.
Ready to Shape the Future With Us?
Apply now!
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